• World Capital Brokerage, Inc.

World Capital Brokerage, Inc.

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How would you rate World Capital Brokerage, Inc.?
Thumbnail of user howardh377
Colorado
1 review
0 helpful votes
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July 6th, 2023

I was a former broker at World Capital Brokerage. Timothy Taggart, the principal, fired me for a clerical change on n account application. I made the change because I mistakenly thought that DMV had made an error on his drivers license on the expiration date. Tim made VERY derogatory comments on my U-4 so that I could not get hired. I took him to arbitration and won and was allowed to resign. However, it did not stop there. He then proceeded to sue me in court for attorney's fees. I spent close to $100,000 defending my name against World Capital. I was also awarded attorney fees. If you research their brokers through brokercheck, you quickly discover that some of their personnel have had complaints. World Capital Brokerage is not to be trusted. If you scroll down on your Google search, you will see the only other comments are very negative. I suggest you look up Investment Research Corporation which was run by Timothy Taggart. If you are a customer, they will fight you over your complaints and if you're considering working there, just consider if you could afford to spend in the high five figures defending yourself from World Capital Brokerage.

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Patrick D. – World Capital Brokerage, Inc. Rep

Please contact Tim or Michael for further details at 303-626-0631

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From the business

For the past 61 years, World Capital Brokerage has been a full-service; family owned and operated Independent Broker/Dealer-RIA with headquarters in Denver, Colorado. Our firm is made up of World Capital Brokerage, World Capital Brokerage Advisory Services (Independent – RIA) and American Growth Financial Services (Insurance). We believe in the power of choice, which allows our advisers to become affiliated with one, two or all three companies.

We recognize that no two advisors are the same. From books of business, to where they are in their career- when you’re here you’re family. We offer no production minimums (except those required by industry regulation), state of the art technology, individualized clearing options (fund direct or clearing firm), direct access to upper management, low fees (with easy payment plans) and customizable commissions.

Company Representative

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Patrick D.

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